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Resources

DOL ERISA Fiduciary Changes

Leisha Gosling, MBA, CEBS, QKA, QKC | Fiduciary Issues |

The DOL issued a new “retirement security rule” package that amended the five-part test for determining whether a person is an ERISA fiduciary by reason of providing investment advice for a fee. Learn More >

Why Are Administrative Policies Important?

Leisha Gosling, MBA, CEBS, QKA, QKC | Fiduciary Issues

Retirement plan laws can be intimidating but a well thought out administrative policy can relieve some of the anxiety in making decisions that are in compliance with ERISA rules and regulations. Learn More >

Profit Sharing Council of America Fiduciary Training Program

Fiduciary Issues |

Learn More >

FAQs on the Conflict of Interest Rule

Fiduciary Issues |

The DOL discusses questions associated with the conflict of interest rule. Learn More >

Understanding Revenue Sharing

Fiduciary Issues |

Indirect fees calculated on plan assets and paid to service providers as revenue sharing must be monitored and understood by plan fiduciaries. Learn More >

Dispelling the Myth: Is a 3(16) Fiduciary Really Necessary?

Amber M. Lloyd, APA, CMFC, CFP®, ERPA | Fiduciary Issues |

Read the service provider 3(16) contract closely to see if you are really getting enhanced service and reduced liability for the expense. Learn More >

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